Regulators no longer ask whether you have an AML/CTF program. They ask whether it works. An independent assessment answers that question before an inspection does.
We test your program against the SAMA AML/CTF rules and the FATF Recommendations: your enterprise-wide risk assessment, policies, customer due diligence, transaction monitoring, sanctions screening, suspicious activity reporting, training and governance. We sample real customer files and alerts, not just documents.
You receive findings rated by severity, a practical remediation roadmap, and a board-ready summary.
Why it matters
Enterprise-wide ML/TF risk assessment review
Policy and procedure review
Sample testing of customer files and alerts
Suspicious activity reporting quality
How the engagement runs
- 1PlanScope, risk profile and sample design
- 2ReviewPolicies, risk assessment and governance
- 3TestCustomer files, alerts and reports
- 4ReportRated findings, roadmap and board summary
What you receive
- Independent AML/CTF assessment report
- Findings rated by severity
- Remediation roadmap
- Board summary
Questions
Does this meet the independent testing requirement?
Yes. The assessment is designed to serve as independent testing of your AML/CTF program.
How many files do you test?
The sample is risk-based and agreed with you, typically covering every high-risk segment.
